Compliance Consulting

Implementation and monitoring of Compliance Programs against the Australian Standard AS3806 or ISO 19600 as required. Improving the integrity of the systems and processes against expectations of the regulator, industry benchmark and internal processes.

Service features

QRC specialises in Financial Services Compliance across all major disciplines – Financial Planning, Funds Management, Investment Management, Superannuation and General Insurance.

Compliance Consultancy forms the core of QRC’s business. QRC’s driving aim is to assist businesses  navigate through the maze of Compliance and Regulation.

QRC has a talent for identifying commercial solutions to Compliance requirements. QRC believes that Compliance need not be an overlay to the business, it should be the way you do business – embedded and culture driven.

Compliance Consultancy includes licence applications and variations, provision and implementation of Compliance Programs, management of breaches and complaints handling.

Find out more about our Quality, Risk and Compliance Solutions

JennyCompliance Consulting